Our Services
My mission as your personal investment representative is to provide understandable solutions based on your individual values, goals, and objectives. I believe in long-term relationships, uncompromised quality and a high standard of honesty and integrity.
I strive to help people prepare personally and financially for the different phases of life. My goal is to provide security and peace of mind for my clients, as I aspire to be a trusted and reliable resource.
If you want to work with an investment professional committed to you and your family, please feel free to contact me for a complimentary consultation to determine if I can provide value or a second opinion of your current portfolio.
Fee Based Investment Platforms
1. Advisor Solutions Brokerage Platform:
For the fee-based client looking for more investment flexibility and retirement income options.
Discretionary Trading : All accounts on this platform are combined to reach a fee breakpoint
Asset Value Annual Fee Billed Quarterly $0.00 $49,999.99 1.5 $50,000.00 $99,999.99 1.4 $100,000.00 $249,999.99 1.25 $250,000.00 $499,999.99 1.15 $500,000.00 $749,999.99 1.05 $750,000.00 $999,999.99 1 $1,000,000.00 $1,749,999.99 0.9 $1,750,000.00 $2,999,999.99 0.8 $3,000,000.00 $3,999,999.99 0.7 $4,000,000.00 $4,999,999.99 0.6 $5,000,000.00 + Variable
Trading fees: Mostly covered by quarterly management fee with a few exceptions
$22 trading fee for individual stocks, exchange-traded funds and closed-end funds.
$25 trading fee for select no-load mutual funds.
$4 trade confirmation charge by the clearing firm.
$35 annual IRA custodial fee.
See Brokerage Fee Schedule – Pershing LLC
2. FTJ FundChoice Mutual Fund Platform:
For the fee-based client looking for a flexible mutual fund platform with no-load and load-waived funds.
Discretionary Trading : All accounts on this platform are combined to reach a fee breakpoint
Asset Value FTJ Annual Fee Billed Monthly ICA Annual Fee Billed Monthly $0.00 $50,000.00 0.45 1.15 $50,000.01 $100,000.00 0.35 1.05 $100,000.01 $250,000.00 0.25 1 $250,000.01 $500,000.00 0.18 0.95 $500,000.01 + 0.15 Variable
Account maintenance fee: (1/12th billed to the account each month)
$50 annually or $25 annually per account with electronic statements
3. Third-Party Asset Managers:
I have access to many third-party asset managers, including UBS, Lazard, Russell, JP Morgan, Hanlon, Genworth and Clark.* There may be good reasons to use these professional managers as a method to diversify investment-management styles and/or give more strategic and tactical approaches. Fee schedules vary by manager.
*Firms listed are intended as examples, and are not specific recommendations.
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